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Social Media Disclaimer for Raymond James Ltd.

This policy is issued pursuant to, and in compliance with, Canadian Investment Regulatory Organization (CIRO) Rule 3100 Part C Best Execution of Client Orders and National Instrument 23-101 Trading Rules.

Complete disclosures for companies covered by Raymond James can be viewed at Research Disclosures.

This Trade-Matching Statement is being provided in accordance with National Instrument 24-101 – “Institutional Trade Matching and Settlement” and Companion Policy 24-101CP [the “National Instrument”].

Raymond James Ltd. is what is referred to as an “integrated” investment firm since we provide a broad range of corporate finance, institutional trading and retail client services and products. Through our related entities, there is the potential for us to be susceptible to conflicts of interest since we can represent both sides to a transaction, namely, the buyer and the seller.

This Policy explains how we collect, use, share and protect your personal information when visiting our website. It should be read in conjunction with the Raymond James Privacy Policy.

Steps you can take to keep your information secure.

Frequently asked questions about encrypted email messages sent from Raymond James Ltd.

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