Advisor Bill of Rights

We believe you should be the one who determines the best course for your business – so much so, we’ve put it in writing. 

1

You own the relationship with your clients. When transitioning your book of business, you have flexibility to design a succession plan that serves both you and your clients.

2

You develop and operate your practice with our assistance, not constraints.

3

You’re free to work with your clients, regardless of account size or asset levels, while respecting existing Raymond James advisor-client relationships.

4

You benefit from world-class tools, resources, and personalized attention designed to help you succeed.

5

You can count on our financial strength to support your business, even when the marketplace is challenging.

6

You benefit from the financial stability of our parent firm, an S&P 500 company traded on the New York Stock Exchange.

7

You are never influenced to act against your clients’ best interests. We do not impose sales quotas, product pushes, or account size restrictions.

8

You’re entitled to enthusiastic support from associates throughout the Raymond James organization.

9

You benefit from a compensation program that is competitive, clear, and transparent.

10

We aim to maintain long-term consistency in our compensation program, providing a predictable and stable framework while remaining responsive to our competitive landscape.

Ready to learn more?

Talk to an AdvisorChoice® consultant

Raymond James Ltd. is regulated by the Canadian Investment Regulatory Organization ("CIRO") and is a Member of the Canadian Investor Protection Fund. 3Macs, MacDougall, MacDougall & MacTier and Raymond James Correspondent Services are divisions of Raymond James Ltd. Raymond James Ltd. is an integrated financial services firm. Its subsidiaries, Raymond James Investment Counsel Ltd., Raymond James Financial Planning Ltd. and Raymond James (USA) Ltd. are not regulated by CIRO and are not Members of the Canadian Investor Protection Fund. Raymond James Ltd.’s trust services are offered by Solus Trust Company ("STC”). STC is an affiliate of Raymond James Ltd. and provides trust services across Canada. STC is not a Member of the Canadian Investor Protection Fund. Please consult each subsidiary’s webpages for applicable corporate, regulatory or membership information.

© 2026 Raymond James Ltd. All rights reserved.

Canadian Investor Protection Fund (CIPF) logo
Advisor Report logo
Regulated by CIRO Canadian Investment Regulatory Organization
Download the App