Advisor Bill of Rights

We believe you should be the one who determines the best course for your business – so much so, we’ve put it in writing. 

1

You own the relationship with your clients. When the time comes  to transition your book of business, you have the opportunity to arrange  a succession plan that is best for both you and your clients.

2

You develop and operate your practice with our assistance, not constraints.

3

You’re free to work with your clients, without regard to account size or asset levels, while respecting existing Raymond James Advisor-client relationships.

4

You have access to world-class resources and personalized attention  from a firm that puts the focus on you.

5

You can count on our financial strength to support your business,  even when the marketplace is challenging.

6

You benefit from the stability of our parent firm,  an S&P 500 company traded on the New York Stock Exchange.

7

You are never influenced to do anything that’s not in your clients’ best interests – no sales quotas, account size restrictions or product pushes designed to influence decisions.

8

You’re entitled to enthusiastic support from associates  throughout the Raymond James organization.

9

We maintain a competitive, straightforward, transparent Advisor compensation program.

10

We endeavor to keep our Advisor compensation program consistent over long periods  of time, subject to our competitive landscape.

Ready to learn more?

Talk to an AdvisorChoice® consultant

Raymond James Ltd. is regulated by the Canadian Investment Regulatory Organization ("CIRO") and is a Member of the Canadian Investor Protection Fund. 3Macs, MacDougall, MacDougall & MacTier and Raymond James Correspondent Services are divisions of Raymond James Ltd. Raymond James Ltd. is an integrated financial services firm. Its subsidiaries, Raymond James Investment Counsel Ltd., Raymond James Financial Planning Ltd. and Raymond James (USA) Ltd. are not regulated by CIRO and are not Members of the Canadian Investor Protection Fund. Raymond James Ltd.’s trust services are offered by Solus Trust Company ("STC”). STC is an affiliate of Raymond James Ltd. and provides trust services across Canada. STC is not a Member of the Canadian Investor Protection Fund. Please consult each subsidiary’s webpages for applicable corporate, regulatory or membership information.

© 2026 Raymond James Ltd. All rights reserved.

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Regulated by CIRO Canadian Investment Regulatory Organization
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