About Dale Swan

SWAN Principle – As your Raymond James Financial Advisor, I will help you to better understand the financial implications of your various personal, business and career pursuits. Whether you are an educator, entrepreneur, business or other professional, or perhaps already retired, together we will work to translate your goals and life passions into an effective financial strategy; one which will help you achieve your stated objectives over time, but also allow you to Sleep Well At Night!

Approach – Plan > Empower > Achieve

Drawing from my more than 25 years of financial planning and investment advisory experience, I counsel my clients on a broad range of strategies and solutions. Further supported by my extended team of experts, I construct and guide tailored investment portfolios, which I believe ensure objectivity and promote efficiency and proper diversification, at a fair price...

Wealth Planning – Addressing multiple, often competing, goals/needs

  • Retirement – optimization of RRSPs and pensions, with other savings
  • Education planning for children and grandchildren
  • Insurance and risk management – analysis, concepts and solutions
  • Tax planning – mitigation, deferral and efficiency strategies
  • Estate and legacy – family and philanthropic goals
  • Business goals – structure, taxation, succession planning
  • Investment management – integration of planning goals with return expectations, time horizon, risk tolerance, cash flow and liquidity needs

Learn more about us

Experience to lead the way

Our combined years in the financial services industry provide you with a seasoned team and a level of knowledge necessary to help you pursue your financial goals and objectives.

EXPERTISE KNOWLEDGEABLY APPLIED

Your important financial affairs should only be left to those with not only proven expertise but also the ability to apply it effectively in pursuit of your goals and objectives.

RESOURCES VITAL TO SUCCESS

There are many aspects to investing. We provide a depth of ability and resources to match your needs and to help you make the most of each investment opportunity.

COMMITMENT WORTH MENTIONING

Established in 1962, Raymond James has grown to become one of the largest, most well-respected independent financial services companies in North America.

Dale Swan, CIWM, CFP®
Financial Advisor, Life Underwriter

Raymond James Ltd.

Our History

06/10/2018
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Our Accolades

06/07/2018
Helping you manage your financial success
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Life Well Planned

06/06/2018
Helping you establish and oversee a variety of plans
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About Raymond James

06/05/2018
Trusted and comprehensive guidance to support your needs and corp...
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Investment Strategy

06/04/2018
Trusted and comprehensive guidance to support your needs and corp...
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